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Series 65/66 Class
November 20 - November 22
NASAA Series 65 – Uniform Investment Adviser Law Exam
The FINRA Series 65 exam covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment advice and services. It is meant to qualify the candidate to become an investment adviser representative.