Securities Industry Essentials (SIE) Weekend Class

• 75 Scored Questions
• Duration:  1 Hour, 45 Minutes
• Passing Score: 70%
• Morton-Barber First Time Pass Rate: 98.1%

Class Times

• Friday – 5:00 PM – 9:00 PM
• Saturday –  8:00 AM – 5:00 PM
• Sunday – 8:00 AM – 5:00 PM

The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; prohibited practices; as well as the use of insurance products within the securities industry.

The SIE exam topics: Industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, as well as regulations & prohibitive practices for the both the securities industry as well as insurance industry.

Materials will be mailed out a week before the virtual class.

Staff will email Zoom meeting details to students once registration is complete!