{"id":4609,"date":"2018-09-25T17:32:02","date_gmt":"2018-09-25T17:32:02","guid":{"rendered":"http:\/\/www.mortonbarber.com\/new\/?page_id=4609"},"modified":"2018-09-27T12:59:04","modified_gmt":"2018-09-27T12:59:04","slug":"series-910","status":"publish","type":"page","link":"https:\/\/mortonbarber.com\/new\/series-910\/","title":{"rendered":"Series 9 & 10 Class"},"content":{"rendered":"

Series 9 & Series 10 Class<\/h1>\n

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The General Securities Sales Supervisor Qualification Examination (Series 9 and 10<\/strong><\/em>) is intended to test a candidate\u2019s knowledge of securities industry rules and certain statutory provisions applicable to the supervision of sales activities at a general securities-oriented branch office. The examination question bank and question allocation is developed through a committee of securities industry professionals with experience in retail securities sales.<\/p>\n

The Series 9\/10 Examination contains 200 multiple-choice questions.<\/p>\n

Passing Score:<\/strong>\u00a070 % for each subject<\/p>\n

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The Series 9\/10 Examination is designed to assess the competency of General Securities Sales Supervisors in the following fields:<\/p>\n

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    \n
  • Sale of Corporate Securities<\/li>\n
  • Rights<\/li>\n
  • Warrants<\/li>\n
  • Closed-End Funds<\/li>\n
  • Money Market Funds<\/li>\n
  • REITs<\/li>\n
  • Asset-Backed Securities<\/li>\n
  • Mortgage Backed-Securities (Corporate)<\/li>\n
  • Equity Options<\/li>\n
  • Options on (corporate) Backed-Securities<\/li>\n
  • Mutual Funds<\/li>\n
  • Variable Annuities and Variable Life Insurance<\/li>\n
  • Government Securities<\/li>\n
  • Repos and Certificates of Accrual on Government Securities<\/li>\n
  • Municipal Securities and Municipal Fund Securities<\/li>\n
  • Direct Participation Programs<\/li>\n<\/ul>\n<\/div>\n<\/div>\n
    \n
    <\/div>\n<\/div>\n

    * No Classroom options are currently available, Tutor only<\/strong>! *<\/p>\n

    Call & Inquire<\/em> for pricing information: 614-885-2800<\/p>\n

     <\/p>\n","protected":false},"excerpt":{"rendered":"

    Series 9 & Series 10 Class   The General Securities Sales Supervisor Qualification Examination (Series 9 and 10) is intended to test a candidate\u2019s knowledge of securities industry rules and certain statutory provisions applicable to the supervision of sales activities at a general securities-oriented branch office. The examination question bank and question allocation is developed […]<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"yoast_head":"\nSeries 9 & 10 Class - Morton Barber<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/mortonbarber.com\/new\/series-910\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Series 9 & 10 Class - Morton Barber\" \/>\n<meta property=\"og:description\" content=\"Series 9 & Series 10 Class   The General Securities Sales Supervisor Qualification Examination (Series 9 and 10) is intended to test a candidate\u2019s knowledge of securities industry rules and certain statutory provisions applicable to the supervision of sales activities at a general securities-oriented branch office. 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The examination question bank and question allocation is developed […]","og_url":"https:\/\/mortonbarber.com\/new\/series-910\/","og_site_name":"Morton Barber","article_modified_time":"2018-09-27T12:59:04+00:00","og_image":[{"url":"http:\/\/www.mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/tutor.jpg"}],"twitter_card":"summary","twitter_misc":{"Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebSite","@id":"https:\/\/mortonbarber.com\/new\/#website","url":"https:\/\/mortonbarber.com\/new\/","name":"Morton Barber","description":"Morton Barber","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/mortonbarber.com\/new\/?s={search_term_string}"},"query-input":"required name=search_term_string"}],"inLanguage":"en"},{"@type":"ImageObject","inLanguage":"en","@id":"https:\/\/mortonbarber.com\/new\/series-910\/#primaryimage","url":"http:\/\/www.mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/tutor.jpg","contentUrl":"http:\/\/www.mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/tutor.jpg"},{"@type":"WebPage","@id":"https:\/\/mortonbarber.com\/new\/series-910\/","url":"https:\/\/mortonbarber.com\/new\/series-910\/","name":"Series 9 & 10 Class - Morton Barber","isPartOf":{"@id":"https:\/\/mortonbarber.com\/new\/#website"},"primaryImageOfPage":{"@id":"https:\/\/mortonbarber.com\/new\/series-910\/#primaryimage"},"datePublished":"2018-09-25T17:32:02+00:00","dateModified":"2018-09-27T12:59:04+00:00","breadcrumb":{"@id":"https:\/\/mortonbarber.com\/new\/series-910\/#breadcrumb"},"inLanguage":"en","potentialAction":[{"@type":"ReadAction","target":["https:\/\/mortonbarber.com\/new\/series-910\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/mortonbarber.com\/new\/series-910\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/mortonbarber.com\/new\/"},{"@type":"ListItem","position":2,"name":"Series 9 & 10 Class"}]}]}},"_links":{"self":[{"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/pages\/4609"}],"collection":[{"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/comments?post=4609"}],"version-history":[{"count":16,"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/pages\/4609\/revisions"}],"predecessor-version":[{"id":4617,"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/pages\/4609\/revisions\/4617"}],"wp:attachment":[{"href":"https:\/\/mortonbarber.com\/new\/wp-json\/wp\/v2\/media?parent=4609"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}