{"id":4156,"date":"2018-09-05T17:36:15","date_gmt":"2018-09-05T17:36:15","guid":{"rendered":"http:\/\/www.mortonbarber.com\/new\/?post_type=product&#038;p=4156"},"modified":"2021-08-03T19:34:50","modified_gmt":"2021-08-03T19:34:50","slug":"sie-class","status":"publish","type":"product","link":"https:\/\/mortonbarber.com\/new\/product\/sie-class\/","title":{"rendered":"The Securities Industry Essentials (SIE) Class"},"content":{"rendered":"","protected":false},"excerpt":{"rendered":"<h1><strong>The Securities Industry Essentials (SIE) Class<\/strong><\/h1>\n<p><a href=\"http:\/\/www.mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large.jpg\"><img decoding=\"async\" class=\"alignleft wp-image-4168\" src=\"http:\/\/www.mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large.jpg\" alt=\"\" width=\"558\" height=\"365\" srcset=\"https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-150x98.jpg 150w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-200x131.jpg 200w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-300x196.jpg 300w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-400x262.jpg 400w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-600x393.jpg 600w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-768x503.jpg 768w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-800x524.jpg 800w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-1024x671.jpg 1024w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large-1200x786.jpg 1200w, https:\/\/mortonbarber.com\/new\/wp-content\/uploads\/2018\/09\/iStock_000005201261_Large.jpg 3294w\" sizes=\"(max-width: 558px) 100vw, 558px\" \/><\/a><\/p>\n<p>Securities Industry Essentials (SIE) Exam<\/p>\n<p>The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate\u2019s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.<\/p>\n<p>Key Features of the Essentials Exam<\/p>\n<ul>\n<li>The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.<\/li>\n<li>Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.<\/li>\n<\/ul>\n<p>The SIE exam topics: Industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, as well as regulations &amp; prohibitive practices.<\/p>\n<p>This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident &amp; Health and\/or Property &amp; Casualty license as of the first day of class.\u00a0 An additional fee would apply.<\/p>\n<p>&nbsp;<\/p>\n<h3>SIE Exam Details:<\/h3>\n<ul>\n<li>Duration: 105 Minutes<\/li>\n<li>75 Scored Questions<\/li>\n<li>Cost: $60<\/li>\n<li>Passing Score: 70%<br \/>\n<h4 class=\"entry-header\"><em>**Use below checkout to process your order.<\/em><\/h4>\n<h4 class=\"entry-header\"><em>**Note: For those without a Paypal account, Please click &#8220;<strong>continue to Paypal<\/strong>&#8221; to enter credit card details.<\/em><\/h4>\n<h2 class=\"entry-header\"><em><strong>Customize Your Own Experience\u00a0<\/strong><\/em><\/h2>\n<\/li>\n<\/ul>\n","protected":false},"featured_media":4168,"comment_status":"open","ping_status":"closed","template":"","meta":[],"product_cat":[37],"product_tag":[107],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v19.3 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>The Securities Industry Essentials (SIE) Class - Morton Barber<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/mortonbarber.com\/new\/product\/sie-class\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"The Securities Industry Essentials (SIE) Class - Morton Barber\" \/>\n<meta property=\"og:description\" content=\"The Securities Industry Essentials (SIE) Class   Securities Industry Essentials (SIE) Exam  The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate\u2019s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.  Key Features of the Essentials Exam   The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.  Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.  The SIE exam topics: Industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, as well as regulations &amp; prohibitive practices.  This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident &amp; Health and\/or Property &amp; Casualty license as of the first day of class.\u00a0 An additional fee would apply.  &nbsp; SIE Exam Details:   Duration: 105 Minutes  75 Scored Questions  Cost: $60  Passing Score: 70% **Use below checkout to process your order. **Note: For those without a Paypal account, Please click &quot;continue to Paypal&quot; to enter credit card details. 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