• Series 6 Top-Off Class

    $347.95$572.95

    Series 6 Top-Off Class

      FINRA Series 6 Top-Off - Investment Company and Variable Contracts Products Representative Examination The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment company and variable contract products representative, including sales of mutual funds and variable annuities. The FINRA Series 6 Top-Off securities license is required for Registered Reps to sell Mutual Funds, Variable Life Insurance and Variable Annuities.  Classes fill quickly – please enroll early. This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident & Health and/or Property & Casualty license as of the first day of class.  An additional fee would apply.

    Series 6 Top Off Exam Details:

    • Duration: 90 Minutes
    • 50 Scored Questions
    • Exam Cost: $40
    • Passing Score: 70%

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  • FINRA Top-Off Combo Packages

    $572.95$797.95

    FINRA Top-Off Combo Packages

    Securities Industry Essentials (SIE) Exam

    The Securities Industry Essentials (SIE or Essentials) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

    FINRA Series 6 Top-Off – Investment Company and Variable Contracts Products Representative Examination

    The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment company and variable contract products representative, including sales of mutual funds and variable annuities.

    The FINRA Series 6 Top-Off securities license is required for Registered Reps to sell Mutual Funds, Variable Life Insurance and Variable Annuities.

    FINRA Series 7 Top-Off – General Securities Representative Examination

    The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.

    The FINRA Series 7 examination is required for a securities representative to sell corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.

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