Series 7 Top Off Class
FINRA Series 7 Top-Off – General Securities Representative Examination
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
The FINRA Series 7 examination is required in order for a securities representative to sell corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident & Health and/or Property & Casualty license as of the first day of class. An additional fee would apply.
Class is from 8:00 am – 5:00 pm daily
Series 7 Top Off Exam Details:
Duration: 3 Hours, 45 Minutes
125 Scored Questions
Exam Cost: $300
Passing Score: 72%
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